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Client Account Reporting

Introduction

This page is directed at members who are either a principal, a partner or a director (PPD) of a property company which holds client money (comprising deposits, rental or other payments, even if only for a short period of time before it is forwarded on). If you fall into this category of member, then for each company you must produce on application, and thereafter within 6 months of each financial year end, an accountant's report showing compliance with  NAEA Rule 1.

The Association will only accept an accountants' report which has been completed and signed by a chartered or certified accountant who is a member of one of the supervisory bodies which are recognised by the Financial Reporting Council's Professional Oversight Board for Accountancy. These are:

Where the client funds held are subject to the Estate Agents Act 1979 the report must be completed by a registered auditor as per section 1239 of the Companies Act 2006. See Paragraph 3.23 of the new NFOPP Client Account Rule Guidelines for further details.

New developments

new NFOPP client account reporting format will be introduced for accounting periods commencing on or after 1 June 2011.

Accountants' Report Forms

If the company has been trading less than 12 months, then you will need to submit an interim accountant's report.

For current NAEA only members whose company has been trading more than 12 months, then you will need to submit a full NAEA accountant's report.

For new NAEA PPD applications, companies which have been trading more than 12 months will need to submit the new accountant's report.

ARLA Members

Please note that, if you are also a member of ARLA, then the Bye Law 3 report you are required to produce is also acceptable to the NAEA but not vice versa.  However, if you recently joined ARLA less than 6 months before your year end we will accept the NAEA report for this year, but your next report must be the ARLA report and comply with ARLA Bye Law 3.

Agents

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As a member you:

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National Association of Estate Agents - Arbon House, 6 Tournament Court, Edgehill Drive, Warwick, Warwickshire, CV34 6LG - Tel: 0845 250 6001
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